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Our Department's Early Career Representatives are - Michael Cooper and Emilie Hobbs.

Checklist for Principal Investigators (PIs) supervising Postdoctoral Research Associates (PDRAs)

  • This checklist is intended to help PIs to cover necessary areas relating to the management of PDRAs
  • PDRAs will also undertake broad Induction with the Department Manager when they first join the Department
  • Items listed below, which are covered by the Departmental Manager, are for your information and are included here in case you also wanted to discuss any practical aspects surrounding these points
When?TopicDetailsWho?

Start - first meeting(s)

Their roleOutline duties/ responsibilities, in line with job description and Terms & Conditions of employmentPI

Flexible working https://www.york.ac.uk/admin/hr/policies/leave-and-absence/flexible-working/policy/Dept. Manager

Sick leavehttps://www.york.ac.uk/admin/hr/browse/leave-and-absence/sickness-absenceDept. Manager

Annual Leavehttps://www.york.ac.uk/admin/hr/leave-and-absence/annual-leave/calculation-guidance/Dept. Manager

Personal and career development

For example, could:

  • outline sources of training and discuss training plan

  • outline how and when career and training requirements, monitoring and evaluation could be discussed (e.g. meetings at intervals through the year?)

  • Discuss with researchers how they record their personal development planning and continuing professional development activities

Useful Resources:

https://www.york.ac.uk/staff/research/training-forums/research-excellence-training-team/research-staff/

https://www.vitae.ac.uk/researchers-professional-development

Training Needs Analysis:

https://www.vitae.ac.uk/vitae-publications/rdf-related/researcher-development-framework-rdf-briefing-pis-and-supervisors-vitae.pdf

PI

Explain and start probation procedures

(if appropriate)

https://www.york.ac.uk/admin/hr/policies/new-starters/research-teaching-probation-procedure/

  • Probation period for research staff (Grades 6 – 8) is typically 1 year 

  • Review Forms available on HR website

  • Forms should be held both by PI and PDRA

PI

Department Early Career GroupIntroduce to Early Career Group RepresentativesDept. Manager

Research Groups

For example, should:

  • give overview of Research Group (e.g. when are the meetings?)

  • contact Research Group leader to introduce and ensure that they are added to the group mailing list

PI

University Mentoring Scheme

More information can be found in the 'For Established Academic, Research (including post-docs), Teaching and Scholarship Staff' link, at:

https://www.york.ac.uk/admin/hr/organisational-development/mentoring-and-coaching/mentoring-introduction/

PI

Profile in Pure

Instructions: tinyurl.com/PUREtips

An example profile can be found at: https://pure.york.ac.uk/portal/en/researchers/alistair-bruce-alleyne-boxall(d4f7f3ca-29a9-4388-be95-7a67e0d49b49).html

PI

Compliance - open access/ REF compliance for papers

Discuss how joint papers will be handled. Further info. at:

https://www.york.ac.uk/library/info-for/researchers/open-access/ref/

PI

Compliance - Research Data Management

Discuss project specific procedures. Further info. at:

https://www.york.ac.uk/library/info-for/researchers/data/

PI

Further information on research supportRefer to Research Information section in the Staff HandbookPI
During probation periodProbation procedures, including formal review meetings

As outlined in University procedures:

https://www.york.ac.uk/admin/hr/policies/new-starters/research-teaching-probation-procedure/

  • Forms should be held both by PI and PDRA

PI

Throughout contract

Annual Performance Review

PDRA moves to PDR process once induction is complete:

https://www.york.ac.uk/admin/hr/browse/performance-management

PI

Personal and career development

For example, could:

  • outline sources of training and discuss training plan

  • outline how and when career and training requirements, monitoring and evaluation could be discussed (e.g. meetings at intervals through the year?)

  • discuss with researchers how they record their personal development planning and continuing professional development activities

Useful Resources:

The University's Research Excellence Training Team (RETT) send a monthly newsletter to PDRAs letting them know about news and opportunities. More information on RETT, and training and development opportunities can be found at:

https://www.york.ac.uk/staff/research/training-forums/research-excellence-training-team/research-staff/

Vitae is a global leader in supporting the professional development of researchers, experienced in working with institutions as they strive for research excellence, innovation and impact:

https://www.vitae.ac.uk/researchers-professional-development

Training Needs Analysis:

https://www.vitae.ac.uk/vitae-publications/rdf-related/researcher-development-framework-rdf-briefing-pis-and-supervisors-vitae.pdf

Other resources in the Department:

Industry Liaison Officer - can discuss opportunities in industry, can assist with CV writing etc.

Research Support Team - can discuss future research plans, fellowship options etc.

PI
Near the end of the contractEnd of contract consultation

If the PDRA is leaving the University, from 3 months prior to end of contract:

Hold an initial informal discussion to explain the process and provide the individual with the employee information sheet (https://www.york.ac.uk/admin/hr/contracts-and-appointments/fixed-term-contracts/consultation/)

Progress through consultation steps unless the individual indicates that they don't wish to participate in the consultation process (and completes the relevant form). 


PI


Leaver Formhttps://www.york.ac.uk/admin/hr/contracts-and-appointments/leaving-the-university/notifying-hr/Departmental Management Team

Exit Interviewhttps://www.york.ac.uk/admin/hr/policies/appointments-contracts-leavers/exit-questionnaires/HR (TBC)




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